by: CII Staff
7/25/2019
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In a July 25 letter to the SEC, CII General Counsel Jeff Mahoney opposed a commission proposal to exempt certain low-revenue public companies from complying with Section 404(b) of the Sarbanes-Oxley Act, which requires an independent auditor to attest to the effectiveness of internal controls over financial reporting.
by: CII Staff
7/2/2019
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In a June 26 joint letter, CII, Healthy Markets and CFA Institute asked the SEC for better disclosure of research costs to asset owners.