Council of Institutional Investors

Event Calendar

Wednesday, July 11, 2018

State Securities Regulators Views on US House Bills Relating to Financial Regulation

Start Date: 7/11/2018 12:00 PM EDT
End Date: 7/11/2018 12:30 PM EDT

Organization Name: Council of Institutional Investors

Kylund Arnold
Phone: 2028220800

In this teleconference, CII General Counsel Jeff Mahoney provided an update on CII activities relating to recent developments on Capitol Hill, the Administration, and the U.S. Securities and Exchange Commission on financial regulation issues of interest to institutional investors.
This call also featured guest speaker Michael J. Canning, Jr., Director of Policy & Governmental Affairs, North America Securities Administrators Association (NASAA).  Canning discussed the views of NASAA on current bills under consideration by the U.S. House of Representatives. Those bills include H.R. 5037 which contains provisions that would appear to preclude investors from bringing securities fraud claims in state courts. For recent NASAA Congressional testimony and CII’s letter on H.R. 5037 see here and here.

CII Members can access a recording of this call in CII's Media Archive.

Online Registration

Registration is Closed
Closed: 7/11/2018 12:00 PM

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