| |
| May 23, 2023 |
CII/CFA/HMA joint letter to Committee on Financial Services on bill to override expiration of SIFMA no-action letter |
| May 18, 2023 |
CII letter to PCAOB regarding proposed foundation standards |
| April 27, 2023 |
CII agenda request to FASB regarding financial instruments |
| April 25, 2023 |
CII letter to House Committee on Financial Services on Mark-up |
| April 25, 2023 |
CII letter to S&P DJI about reopening the S&P 1500 to multi-class companies |
| April 3, 2023 |
CII letter to SEC on Nasdaq & NYSE clawback proposals |
| March 30, 2023 |
CII letter to SEC on equity market structure proposals |
| March 28, 2023 |
CII letter to European Commission on dual-class share structures |
| March 23, 2023 |
CII/CFA/HMA joint letter to SEC on research payment practices and expiration of SIFMA no-action letter |
| March 16, 2023 |
CII letter to SEC on reg flex agenda |
| Feb. 16, 2023 |
CII letter to PCAOB on confirmation proposal |
| Jan. 19, 2023 |
CII letter to PCAOB on proposed amendments on quality control |
| Dec. 1, 2022 |
CII letter to SEC on NYSE proposed changes to direct listing with a capital raise |
| Oct. 21, 2022 |
CII letter to OECD on draft revisions to G20/OECD Principles of Corporate Governance |
| Oct. 20, 2022 |
CII letter to PCAOB on Interim Attestation Standards |
| Oct. 19, 2022 |
CII letter to SEC on Nasdaq proposed changes to direct listing with a capital raise |
| Sept 29, 2022 |
CII letter to SEC on 2022-2026 strategic plan |
| Sept. 15, 2022 |
CII letter to PCAOB on Strategic Plan |
| Sept. 7, 2022 |
CII letter to SEC on reg flex agenda |
| Sept. 1, 2022 |
CII/CFA joint letter to SEC staff to regarding SEC Correspondence with Issuers in Machine-Readable Format |
| Aug. 31, 2022 |
CII response to ISS annual policy survey |
| Aug. 25, 2022 |
CII letter to SEC on proposed Rule 14a-8 amendments |
| Aug. 8, 2022 |
CII letter to SEC staff on NASDAQ proposed rule regarding direct listings with a capital raise |
| July 28, 2022 |
CII letter to SEC staff on NYSE proposed rule on primary direct listings |
| July 28, 2022 |
CII letter to Chair of the ISSB on proposed IFRS S1 and IFRS S2 |
| July 28, 2022 |
CII letter to UK Financial Conduct Authority |
| July 28, 2022 |
Investor Coalition for Equal Votes (ICEV) letter to UK Financial Conduct Authority |
| June 24, 2022 |
CII letter to SEC on clawback proposal |
| June 9, 2022 |
CII letter to SEC on SPAC reform proposal |
| June 2, 2022 |
CII letter to Senate Banking Committee on JOBS Act 4.0 |
| May 19, 2022 |
CII letter to SEC Generally Supporting SEC's Climate Disclosure Proposal, with Some Revisions |
| May 9, 2022 |
CII letter to SEC on Cyber Security |
| April 13, 2022 |
CII letter to Chair of Committee on Financial Services on Russia sanctions |
| April 8, 2022 |
CII letter to SEC on proposal to modernize beneficial ownership reporting |
| April 7, 2022 |
CII letter to SEC on proposal on Private Fund Advisers |
| April 5, 2022 |
CII letter to Chair and Ranking Member of Committee on Financial Services on Multi-class Bill
See also letter from California State Teachers’ Retirement System |
| March 31, 2022 |
CII letter to SEC on proposal to enhance buyback disclosures |
| March 24, 2022 |
CII letter to SEC on Rule 10b5-1 |
| Feb. 24, 2022 |
CII letter to SEC on Pay Versus Performance |
| Feb. 24, 2022 |
CII letter to SEC on Reg Flex Agenda |
| Feb. 24, 2022 |
CII joint brief to 5th Circuit in support of SEC and Nasdaq board diversity disclosure |
| Feb. 14, 2022 |
CII letter to European Commission on Dual-Class Stock and SPACs
Attachment: CII response to Public Consultation on Listing Act |
| Feb. 10, 2022 |
CII letter to PCAOB on Advisory Groups |
| Dec. 24, 2021 |
CII letter to SEC on Proxy Voting Advice Proposal |
| Dec. 14, 2021 |
CII & CFA Institute joint letter to SEC on amendments to Form N-PX |
| Dec. 9, 2021 |
CII letter to SEC on Nasdaq SPAC proposal |
| Dec. 2, 2021 |
CII letter to DOL on ESG and proxy voting proposal
Attachment 1: CII letter to DOL on Fiduciary Duties Regarding Proxy Voting and Shareholder Rights
Attachment 2: CII letter to DOL on Financial Factors in Selecting Plan Investments |
| Nov. 18, 2021 |
CII letter to SEC on clawback proposal |
| Nov. 16, 2021 |
CII comment letter to ISS on proposed benchmark policy changes |
| Nov. 10, 2021 |
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| Nov. 2, 2021 |
CII letter to Chairman and Ranking Member of Investor Protection, Entrepreneurship and Capital Markets Subcommittee |
| Oct. 28, 2021 |
CII letter to SEC on private fund advisers |
| Oct. 28, 2021 |
CII letter to PCAOB on supervision of audits proposal |
| Oct. 21, 2021 |
CII letter to SEC on Nasdaq direct listing proposal |
| Oct. 12, 2021 |
CII letter to Chairwoman and Ranking Member of Committee on Financial Services |
| Oct. 6, 2021 |
CII letter to Blue Apron commending recapitalization to one share, one vote structure |
| Oct. 1, 2021 |
CII letter to Chairwoman and Ranking Member of Committee on Financial Services
See also letters from CII Members and other organizations: Americans for Financial Reform, California Public Employees’ Retirement System, California State Teachers’ Retirement System, Consumer Federation of America, Federated Hermes, Healthy Markets Association, Los Angeles County Employees Retirement Association, North American Securities Administrators Association, Office of the New York State Comptroller, Ohio Public Employees Retirement System, Public Citizen, Railpen, Washington State Investment Board |
| Sept. 27, 2021 |
CII letter to IASB on agenda consultation |
| Sept. 24, 2021 |
CII amicus brief in Interfaith Center on Corporate Responsibility, James McRitchie and As You Sow v. United States Securities and Exchange Commission |
| Sept. 16, 2021 |
CII letter to FASB on agenda consultation |
| Sept. 14, 2021 |
CII letter to U.K. FCA on dual-class share structures |
| Aug. 19, 2021 |
CII letter to SEC on Reg Flex Agenda |
| July 28, 2021 |
CII letter to Chairwoman and Ranking Member of Committee on Financial Services |
| July 15, 2021 |
CII letter to IFRS Foundation on Proposed International Sustainability Standards Board |
| June 24, 2021 |
CII letter to the PCAOB on determinations under the Holding Foreign Companies Accountable Act |
| June 14, 2021 |
CII letter to Speaker and Minority Leader regarding amendment to H.R. 1187 |
| June 11, 2021 |
ClI letter to SEC on climate change disclosures |
| June 10, 2021 |
Prepared Written Remarks to SEC IAC on Rule 10b5-1 |
| June 2, 2021 |
CII letter to SEC on finalizing universal proxies for contested elections |
| May 27, 2021 |
CII letter to SEC on Nasdaq proposal relating to PCAOB inspections |
| May 26, 2021 |
CII letter to TSY/AU on proxy advice |
| May 26, 2021 |
CII letter to DOL on ESG & proxy rules |
| May 5, 2021 |
CII letter to SEC on Holding Foreign Companies Accountable Act Disclosure |
| April 27, 2021 |
CII letter to Chairman and Ranking Member of Banking Committee on S.J. Res. 16. |
| April 22, 2021 |
CII letter to SEC Chair
Attachment: CII letter to SEC on agenda |
| April 22, 2021 |
CII letter to SEC on agenda |
| April 22, 2021 |
CII letter to Chair and Ranking Member of Committee on Financial Services on H.R. 1277 |
| April 1, 2021 |
CII letter to SEC on Nasdaq diversity proposal |
| March 25, 2021 |
CII letter to SEC on Nasdaq proposal relating to SPACs |
| March 18, 2021 |
CII letter to Senate Banking Committee supporting the SEC as Investor Advocate Act of 2021
Attachment: draft of the SEC as Investor Advocate Act of 2021 |
| March 18, 2021 |
CII letter to SEC on Rule 144 |
| Feb. 25, 2021 |
CII letter to SEC on NYSE proposal relating to SPACs |
| Feb. 18, 2021 |
CII letter to SEC on Nasdaq proposal relating to restrictive market companies |
| Feb. 17, 2021 |
CII letter to UK Treasury on dual-class share structures |
| Feb. 1, 2021 |
CII letter to FTC on premerger notification proposal |
| Jan. 15, 2021 |
Joint amicus brief in Nasdaq v. SEC |
| Jan. 13, 2021 |
CII letter to SEC on Nasdaq proposal relating to direct listings |
| Jan. 7, 2021 |
CII letter to SEC on Nasdaq proposal relating to SPACs |
Generally excluded from this page are letters to individual companies urging the implementation of majority-supported shareholder proposals, inquiring about the status of “zombie” directors (those who remain on the board after having failed to obtain majority support), and/or seeking a majority standard for uncontested director elections. Please contact us for copies of those letters. For correspondence prior to 2021 please click here.