Council of Institutional Investors

CII Recommends Changes to Rule 10b5-1 Trading Plans at IAC Meeting, Gensler Makes Similar Suggestions
6/10/2021
Rosemary Lally
Testifying at a June 10 meeting of the SEC’s Investor Advisory Committee (IAC), CII General Counsel Jeff Mahoney said CII has had concerns about Rule 10b5-1 trading plans since 2008 when it adopted a policy on the plans.
Sections
April 29, 2021 | Vol 26, Issue 16
April 22, 2021 | Vol 26, Issue 15
April 15, 2021 | Vol 26, Issue 14
April 8, 2021 | Vol 26, Issue 13 (Q1)
April 1, 2021 | Vol 26, Issue 12
May 6, 2021 | Vol 26, Issue 17
May 13, 2021 | Vol 26, Issue 18
May 20, 2021 | Vol 26, Issue 19
May 27, 2021 | Vol 26, Issue 20
June 3, 2021 | Vol 26, Issue 21
June 10, 2021 | Vol 26, Issue 22
About the Alert
The CII Governance Alert is a weekly e-newsletter that keeps members up-to-date on news and trends in corporate governance, financial regulation, CII events and activities, member proxy proposals and other initiatives to advance corporate governance and shareholder rights.
Questions or Comments?
Please send any quesitons, comments or corrections to CII Editor Rosemary Lally at rosemary@cii.org.
SEC Chair Gensler Says Commission to Review Market Structure Issues
by: Rosemary Lally

6/10/2021

0 Comments

In a June 9 speech to the Global Exchange and Fintech Conference SEC Chair Gary Gensler said he has asked the SEC to review rules on market structure issues including payment for order flow.
SEC Ousts PCAOB Chair, Board Members
by: Rosemary Lally

6/10/2021

0 Comments

The SEC announced June 4 that it removed William Duhnke III from his position as chair of the Public Company Accounting Oversight Board (PCAOB) and replaced him with Duane DesParte, who is now the acting chairperson.
Republican Lawmakers Challenge SEC’s Corporate Climate Disclosure Proposal
by: Rosemary Lally

6/10/2021

0 Comments

Twenty-two Republican Members of Congress wrote to SEC Chair Gary Gensler last week challenging the chair’s proposal to require corporate disclosure on climate change.