Council of Institutional Investors

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Investor Advisory Committee Discusses Use of Regulation D Rule 506, Change to Human Capital Management Proposal
9/21/2023
Emmanuel Tamrat and Rosemary Lally
At a September 21 meeting, the SEC’s Investor Advisory Committee discussed the consequences of disclosure-exempt private offerings using Regulation D Rule 506 and a change to its human capital management disclosure proposal.
Sections
January 6, 2022 | Vol 27, Issue 1 (Q4)
January 13, 2022 | Vol 27, Issue 2
January 20, 2022 | Vol 27, Issue 3
January 27, 2022 | Vol 27, Issue 4
February 3, 2022 | Vol 27, Issue 5
February 10, 2022 | Vol 27, Issue 6
February 17, 2022 | Vol 27, Issue 7
February 24, 2022 | Vol 27, Issue 8
March 3, 2022 | Vol 27, Issue 9
March 17, 2022 | Vol 27, Issue 10
March 24, 2022 | Vol 27, Issue 11
March 31, 2022 | Vol 27, Issue 12
April 7, 2022 | Vol 27, Issue 13 (Q1)
April 14, 2022 | Vol 27, Issue 14
April 21, 2022 | Vol 27, Issue 15
April 28, 2022 | Vol 27, Issue 16
May 6, 2022 | Vol 27, Issue 17
May 13, 2022 | Vol 27, Issue 18
May 20, 2022 | Vol 27, Issue 19
May 27, 2022 | Vol 27, Issue 20
June 2, 2022 | Vol 27, Issue 21
June 9, 2022 | Vol 27, Issue 22
June 16, 2022 | Vol 27, Issue 23
June 23, 2022 | Vol 27, Issue 24
June 30, 2022 | Vol 27, Issue 25
July 21, 2022, Vol 27, Issue 27
July 14, 2022 | Vol 27, Issue 26 (Q2)
July 28, 2022 | Vol 27, Issue 28
April 29, 2021 | Vol 26, Issue 16
Aug. 4, 2022 | Vol 27, Issue 29
Aug. 11, 2022 | Vol 27, Issue 30
Aug. 18, 2022 | Vol 27, Issue 31
Aug. 25, 2022 | Vol 27, Issue 32
Sept. 1, 2022 | Vol 27, Issue 33
Sept. 8, 2022 | Vol 27, Issue 34
Sept. 15, 2022 | Vol 27, Issue 35
Sept. 29, 2022 | Vol 27, Issue 36
Oct. 6, 2022 | Vol 27, Issue 37
October 13, 2022 | Vol. 27, Issue 38
October 20, 2022 | Vol. 27, Issue 39, Q3
October 27, 2022 | Vol. 27, Issue 40
November 3, 2022 | Vol. 27, Issue 41
November 10, 2022 | Vol. 27, Issue 42
November 17, 2022 | Vol. 27, Issue 43
December 1, 2022 | Vol. 27, Issue 44
December 8, 2022 | Vol. 27, Issue 45
December 15, 2022 | Vol. 27, Issue 46
December 22, 2022 | Vol. 27, Issue 47
January 5, 2023 | Vol. 28, Issue 1
January 12, 2023 | Vol. 28, Issue 2
January 19, 2023 | Vol. 28, Issue 3
January 26, 2023 | Vol. 28, Issue 4
February 2, 2023 | Vol. 28, Issue 5
February 9, 2023 | Vol. 28, Issue 6
February 16, 2023 | Vol. 28, Issue 7
February 23, 2023 | Vol. 28, Issue 8
March 2, 2023 | Vol. 28, Issue 9
March 16, 2023 | Vol. 28, Issue 10
March 23, 2023 | Vol. 28, Issue 11
March 30, 2023 | Vol. 28, Issue 12
April 6, 2023 | Vol. 28, Issue 13
April 13, 2023 | Vol. 28, Issue 14
April 20, 2023 | Vol. 28, Issue 15
April 27, 2023 | Vol. 28, Issue 16
May 4, 2023 | Vol. 28, Issue 17
May 11, 2023 | Vol. 28, Issue 18
May 18, 2023 | Vol. 28, Issue 19
May 25, 2023 | Vol. 28, Issue 20
May 25, 2023 | Vol. 28, Issue 20
June 1, 2023 | Vol. 28, Issue 21
June 8, 2023 | Vol. 28, Issue 22
June 15, 2023 | Vol. 28, Issue 23
June 29, 2023 | Vol. 28, Issue 24
July 13, 2023 | Vol. 28, Issue 25
July 20, 2023 | Vol. 28, Issue 26
July 27, 2023 | Vol. 28, Issue 27
August 3, 2023 | Vol. 28, Issue 28
August 10, 2023 | Vol. 28, Issue 29
August 10, 2023 | Vol. 28, Issue 29
August 17, 2023 | Vol. 28, Issue 30
August 24, 2023 | Vol. 28, Issue 31
August 31, 2023 | Vol. 28, Issue 32
September 7, 2023 | Vol. 28, Issue 33
September 21, 2023 | Vol. 28, Issue 34
About the Alert
The CII Governance Alert is a weekly e-newsletter that keeps members up-to-date on news and trends in corporate governance, financial regulation, CII events and activities, member proxy proposals and other initiatives to advance corporate governance and shareholder rights.
Questions or Comments?
Please send any questions, comments or corrections to CII Editor Rosemary Lally at rosemary@cii.org.
SEC Committee Examines Funding for Early-Stage Companies
by: Rosemary Lally
9/21/2023
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The SEC’s Small Business Capital Formation Advisory Committee met September 19 to discuss how to get more capital to smaller venture capitalists and emerging fund managers who support companies that seek smaller, early stage financing and are more likely to invest in diverse founders.
CII’s Fall 2023 Conference: Next Frontiers in Governance
by: James Crowe
9/21/2023
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U.S. Asset Owner Members voted to amend CII’s corporate governance policies to further promote the ability of shareowners to make informed decisions on when to recall loaned shares.
CII’s Fall 2023 Conference: Next Frontiers in Governance
by: Rosemary Lally
9/21/2023
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A diverse panel of experts discussed the business transformations that generative artificial intelligence (AI) is driving during a plenary session moderated by Peter Reali, managing director of responsible investing for Nuveen.