At a September 21 meeting, the SEC’s Investor Advisory Committee discussed the consequences of disclosure-exempt private offerings using Regulation D Rule 506 and a change to its human capital management disclosure proposal.
by: Rosemary Lally
9/21/2023
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The SEC’s Small Business Capital Formation Advisory Committee met September 19 to discuss how to get more capital to smaller venture capitalists and emerging fund managers who support companies that seek smaller, early stage financing and are more likely to invest in diverse founders.
by: James Crowe
9/21/2023
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U.S. Asset Owner Members voted to amend CII’s corporate governance policies to further promote the ability of shareowners to make informed decisions on when to recall loaned shares.
by: Rosemary Lally
9/21/2023
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A diverse panel of experts discussed the business transformations that generative artificial intelligence (AI) is driving during a plenary session moderated by Peter Reali, managing director of responsible investing for Nuveen.